-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O38Udze14+kAjkApg+crdFQ9zXV82e0rh87gEt0Nmb2Epyke5cXFMUHPa4BscnKl zhbdSMR+XqfBfwDfut9qPg== 0001035704-98-000108.txt : 19980218 0001035704-98-000108.hdr.sgml : 19980218 ACCESSION NUMBER: 0001035704-98-000108 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN BUSINESS INFORMATION INC /DE CENTRAL INDEX KEY: 0000879437 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331] IRS NUMBER: 470751545 STATE OF INCORPORATION: NE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-42304 FILM NUMBER: 98541576 BUSINESS ADDRESS: STREET 1: 5711 S 86TH CIRCLE CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4025934500 MAIL ADDRESS: STREET 1: 5711 SOUTH 86TH CIRCLE CITY: OMAHA STATE: NE ZIP: 68127 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GUPTA VINOD CENTRAL INDEX KEY: 0000903354 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O AMERICAN BUSINESS INFORMATION STREET 2: 5711 S 86TH CIRCLE P O BOX 27347 CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4025968000 SC 13G/A 1 AMEND. #5 TO SC 13G/A CLASS B COMMON STOCK VINOD 1 | OMB APPROVAL | ------------------------------- | OMB Number: 3235-0145 | | Expires: December 31, 1997 | | Estimated average burden | | hours per response ... 14.90| ------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. FIVE)* AMERICAN BUSINESS INFORMATION, INC. ------------------------------------ (Name of Issuer) CLASS B COMMON STOCK $0.0025 par value ------------------------------------ (Title of Class of Securities) 02476F 10 7 -------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON VINOD GUPTA - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 9,115,654* NUMBER OF *includes 120,000 shares of Class B Common Stock subject to options exercisable on or before March 1, 1998 SHARES ----------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- EACH ----------------------------------------------------------- 7 SOLE DISPOSITIVE POWER REPORTING 9,115,654* PERSON ----------------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,115,654* - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 37.27% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- 3 Item 1. (a) Name of Issuer AMERICAN BUSINESS INFORMATION, INC. (b) Address of Issuer's Principal Executive Offices 5711 South 86th Circle, Omaha, Nebraska 68127 Item 2. (a) Name of Person Filing VINOD GUPTA (b) Address of Principal Business Office or, if none, Residence 5711 South 86th Circle, Omaha, Nebraska 68127 (c) Citizenship USA (d) Title of Class of Securities CLASS B COMMON STOCK $0.0025 par value (e) CUSIP Number 02476F 10 7 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person is a: (a) [_]Broker or Dealer registered under Section 15 of the Act (b) [_]Bank as defined in section 3(a)(6) of the Act (c) [_]Insurance Company as defined in section 3(a)(19) of the Act (d) [_]Investment Company registered under section 8 of the Investment Company Act (e) [_]Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [_]Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, see(S)240.13d-1(b)(1)(ii)(F) (g) [_]Parent Holding Company, in accordance with (S)240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [_]Group, in accordance with (S)240.13d-1(b)(1)(ii)(H) Item 4. Ownership (a) Amount Beneficially Owned 9,115,654* (b) Percent of Class 37.27% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 9,115,654* (ii) shared power to vote or to direct the vote -0- (iii) sole power to dispose or direct the disposition of 9,115,654* 4 (iv) shared power to dispose or direct the disposition of -0- Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [_]. NOT APPLICABLE Item 6. Ownership of More than Five Percent on Behalf of Another Person. NOT APPLICABLE Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. NOT APPLICABLE Item 8. Identification and Classification of Members of the Group NOT APPLICABLE Item 9. Notice of Dissolution of Group NOT APPLICABLE Item 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 1998 ------------------------ Date s/s VINOD GUPTA ------------------------ Signature VINOD GUPTA Chairman of the Board ------------------------ Name/Title -----END PRIVACY-ENHANCED MESSAGE-----